EPSTEIN
page 4 / 346 . OCR, unverified
http://cbs.db.com/new/docs/Daily_Mark_Methodologies_and_Assumptions_Disclosure_march_28_2013_(2).pdf
In reference to the provision of portfolio data and dispute resolution under EMIR:
http://cbs.db.com/new/docs/valuation_statement_-_6mIK_Language_1309.pdf
182298_20140804_20140805_1
62538683
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0113489
CONFIDENTIAL
SDNY_GM_00259673
EFTA01454985
--- SOURCE: IMAGES__0080__EFTA01454986.txt ---
METADATA_SOURCE: IMAGES0080
METADATA_FILENAME: EFTA01454986.pdf
----------------------------------------
e an
SOUTHERN FINAN
Request 182298
As of 04 Aug 14
Aug 2014
Page
0( 2
Deutire Bat AG
SOUTHERN FINANCIAL, LLC
At • OP0ans
Settlement
Not.CCy
Not. Ccy
Trade ID
Counterparty
Trade Type
Trade Date
Maturity Date
Date
NotAmt 1
Not.Arnt 2
Long/ Short
Option Style
PuV Call
Strike Price
MTM(USO)
SOUTHERN
F)£uroCpl
21-Nar-2013
20.Nov.2014
25-Nov-2014
(1.000.000.00)
USD
101.030.000
SY
SHORT
ELRCPEAN
CALL
101.0003
:21 :?:S:i 33!
FittANCIAL.LLC
SOUTHERN
EXOneSarOneT
2144w-2013
20-Nov-2014
25-Nov-2014
f21.00300)
USD
PY
LONG
EUROPEAN
0.000D
6.22896
FINANCIAL, LLC
ou:hCpt
SOUTHERN
EXOneSerOneT
21-Nar-2013
20-Nov.2014
25-Nov.2014
(21,00(1 CO)
USD
JPY
LONG
EUROPEAN
0.000D
4,09163
FINANCIAL, LLC
outhOpt
SOUTHERN
FXOnet3anOneT
21-Ncw-2013
20-Nov.2014
25-Nov.2014
al.13130 CO)
USD
.PY
LOAC
EURCPEAN
0.0030
2,688.08
FINANCIAL. 11.0
=Kip!
SOUTHERN
FrEuro0pt
06-Jun-2014
08Sep-2014
10-Sep2014
10.000.000.00
EUR
(13.450.000 00)
USD
SHORT
EURCPEAN
PUT
1.3450
(89.754133)
FINANCIAL, 11.0
SOUTHERN
FEuruCpt
06-Jun-2014
08-Sep-2014
10-Sep-2014
10000000.00
EUR
(13.800)X0.00)
LED
LONG
EUROPEAN
CALL
1.3800
1.71061
FittANCLAL.LLC
Subtotal:
i:c6 .115 16:
Total:
(96.415.16)
Statement ID : 182298_20140804_20140805_1
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0113491
SDNY_GM_00259675
EFTA01454986
--- SOURCE: IMAGES__0080__EFTA01454987.txt ---
METADATA_SOURCE: IMAGES0080
METADATA_FILENAME: EFTA01454987.pdf
----------------------------------------
From:
PBW/WM/MIS ETL/PBW 15116 [misetl.appwmpl.us.db.com@discard.mail.db.coml
Sent:
8/5/2014 2:05:53 AM
To:
RM0081851@list.db.com
Subject:
RM0081851 Daily Deposit Report 20140805
a
RM CODE
81851
08/04/14
LARGE, ZERO AND NEGATIVE BALANCES
ACCT #
NAME
CAT
BALANCE
OD AMOUNT
35266976 JEFFREY EPSTEIN
2,625,865.01
37989772 DOMINIQUE LEIMER
M
.00
42952763 SOUTHERN TRUST COMPANY, INC.
D
139,471.98
42952771 SOUTHERN FINANCIAL LLC
D
13,003,155.12
42953459 JEGE, INC
D
204,949.74
42953475 JEGE, LLC
D
237,348.82
42953707 DARREN K. INDYKE PLLC
D
174,229.98
42953758 NES, LLC
D
131,450.64
44129244 SOUTHERN TRUST COMPANY, INC.
M
69,257,736.36
RM CODE
81851
08/04/14
LARGE TRANSACTIONS
ACCT #
NAME
42952771 SOUTHERN FINANCIAL LLC
AMOUNT
DESCRIPTION
12,826,541.00 INCOMING MONEY TRN
If need help please contact pbrd_admin@list.db.com
Thank you
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0113493
CONFIDENTIAL
SDNY_GM_00259677
EFTA01454987
--- SOURCE: IMAGES__0080__EFTA01454988.txt ---
METADATA_SOURCE: IMAGES0080
METADATA_FILENAME: EFTA01454988.pdf
----------------------------------------
From:
Vahe Stepanian Ivahe.stepanian@db.comi
Sent:
8/5/2014 4:12:33 PM
To:
jeevacation
CC:
Tazia Smith
Subject:
Re: FMI IC)
Attachments: pic08236.gif
Classification: Confidential
Jeffrey - today you executed the following:
B 24,830 FMI @ 123.1928
Please let us know if you wish to continue working tomorrow.
Have a great night.
Thank you,
vahe
From:
vahe stepanian/db/dbcom
To:
jeevacation@gmail.com,
Cc:
Tazia Smith
Date:
08/05/2014 02:24 PM
Subject:
FMI (C]
Classification: Confidential
Paul Morris
Jeffrey - thus far you've bought 24,230 FMI @ 523.1913. Mkt is currently above
your limit (123.38 x 523.43).
we're working with a 123.25 top, please let me know if you wish to raise your
limit.
Thank you,
Vahe
(Embedded image moved to file: pic08236.gif)
vahe Stepanian
Associate I Wealth Investment Coverage
Deutsche Bank securities Inc.
Deutsche Asset & wealth Management
345 Park Avenue - 26th Floor
New York, NY 10154-0004
Tel.
Fax
Mobi
Emai
All trade execution information contained herein is being provided as an
accommodation at your request in advance of your receipt of the official trade
confirmation(s). Additional trade detail information available upon request.
The terms of the trade(s) may be subject to change prior to settlement, and
therefore the official trade confirmation(s) and account statements issued by
Deutsche Bank shall govern. Deutsche Bank is not responsible for any
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0113494
CONFIDENTIAL
SDNY_GM_00259678
EFTA01454988